PR/026096
Home » Deputy Compliance Officer
We are seeking a dedicated and detail-oriented Compliance Manager to join a leading firm. This role requires proactive engagement, strong analytical skills, and the ability to manage compliance tasks across multiple entities.
Key responsibilities include conducting compliance monitoring, supporting regulatory reporting, and liaising with the GFSC when required. The successful candidate will maintain the Compliance Monitoring Programme, ensure regulatory tests remain relevant, and assist in preparing compliance reports. Additionally, they will oversee financial promotions, client documentation, and regulatory submissions while keeping up to date with industry developments.
The ideal candidate will have at least five years of proven compliance experience and hold or be working towards a compliance diploma, such as the International Compliance Association qualification. Strong knowledge of investment management regulations, excellent analytical and communication skills, and the ability to work independently are essential. Proficiency in MS Office and experience handling regulatory frameworks are also required.
If you are looking for an exciting opportunity in a dynamic and fast-paced environment, we would love to hear from you!
More information about this role is available upon request – contact the team today for further details.
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1 Lefebvre Street, St Peter Port,
Guernsey, GY1 2JR
7 Castle Street, St Helier
Jersey, JE2 3BT