Compliance Officer, Guernsey | Guernsey,United Kingdom

Our client is a fiduciary services company seeking to recruit a Compliance Officer.

Purpose of role:

To provide support to the company’s Compliance function. To assist in meeting the requirements of the regulatory framework for the company and its group. To provide significant input into supporting and enhancing the risk control environment.

Key responsibilities will include:

• Understanding regulatory requirements and expectations for the corporate licences held – Regulation of Fiduciaries, Non-Regulated Financial Services Businesses, Data Protection and others.
• Understanding the compliance procedures and company policies necessary to fulfil the compliance functions on a day to day basis.
• Reviewing and reporting the findings for various compliance reviews in line with the compliance monitoring programme.
• Maintaining and updating the various compliance registers and logs to evidence the compliance department has completed appropriate checks in accordance with GFSC and other regulatory requirements.
• Pro-actively participate in updating compliance monitoring programmes as necessary for efficiency and regulatory changes.
• Maintain and update any regulatory changes to the country sanctions list in conjunction with team members and the Head of Compliance.
• Complete client risk and periodic file reviews
• Maintain departmental procedures and assist with enhancing existing procedures
• Proactively identify processes and procedures which may need strengthening
• Writing new procedures as requested.

The successful candidate will have:

• Relevant previous experience of working in a similar role preferably within a fiduciary back ground.

For more information, please email: or call: +44 1481 723221. Please visit our website for our latest vacancies.

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