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AP Technical has a team of dedicated recruitment consultants with specialised knowledge and an in-depth understanding of technical requirements coupled with a proven track record in placing technical specialists at all levels of business in both the commercial and the financial marketplace. This specialised service is backed up by our experience as AP Group, which was formed in 1990. Now one of the world's largest offshore recruitment consultancies, with offices in six locations and operating in over 40 jurisdictions worldwide.
Back to ResultsJob No: 48151
Position: Senior Regulatory Compliance Executive
An award-winning online broker in forex, stocks, crypto, gold, CFD’s and commodities, is looking to hire a senior regulatory compliance executive for their Guernsey operation.
The successful candidate will join a dedicated regulatory team in the group’s compliance department which looks after multiple aspects relating to financial and banking regulations. Your particular focus will be on investment services regulation surrounding CFDs. In a dynamic environment with growing regulatory challenges and product and process innovations, you will timeously identify relevant regulatory changes and initiate necessary measures to accommodate them. Identify emerging compliance trends and evaluate the need for enhanced compliance regulation in specific areas.
To be suitable for this role, you will ideally have five+ years of experience in regulatory compliance, audit or risk function, with an undergraduate degree in legal, compliance or related fields and knowledge of investment services regulations. Strong interpersonal skills, excellent English communication skills and the ability to work well at all levels of personnel and manage multiple projects with tight deadlines. Work experience in a fintech organisation and in European regulatory compliance projects are advantageous. Knowledge of Guernsey as a jurisdction to work in will be essential.
A licence to live and work in Guernrsey could be available for candaites wishing to relocate, albeit with an existing knowledge of working with or for companies with existing ties to tehe Island
If this role interests you please send your CV to Steve Kail at steve.kail@ap-executive.com
AP Group is acting as an introductory service in relation to this vacancy. By submitting your CV for consideration, you are consenting to its retention for the purpose of securing you work. Any information you provide to AP Group and its subsidiaries will be subject to the protection of Data Protection Laws, our policy for which can be found at https://www.apgroupglobal.com/privacy-notice/
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