Job Reference: 36412
Job Type: Permanent Vacancy
Job Location: Guernsey

Our client is seeking a dedicated Compliance Specialist to support their Compliance team and the broader organisation in Guernsey. This role plays a vital part in overseeing compliance processes for designated areas within the business, focusing on day-to-day compliance activities, monitoring, record-keeping, and implementing the firm's compliance framework. The Compliance Specialist will report to the Senior Compliance Manager, working closely with the Compliance Officer to ensure the organisation adheres to all applicable laws, rules, codes, and guidance set out by the GFSC. This position provides an excellent opportunity for someone keen to develop their expertise in compliance within a dynamic financial services environment. You will be integral to maintaining compliance manuals, delivering compliance monitoring programmes, and maintaining a strong focus on regulatory changes impacting the organisation. Job Duties: Work with the Senior Compliance Manager and Compliance Officer to provide advice and support to staff and management regarding local and global compliance standards. Maintain local Compliance Manuals, ensuring they reflect current practices and regulatory requirements. Assist in delivering the firm’s risk-based Compliance Monitoring Programme through scheduled reviews and testing. Perform control testing across a range of operational processes, governance, and client-related activities. Accurately document review work, findings, and provide evidence in line with internal standards. Track remedial actions and support the implementation of improvements. Keep the Head of Compliance informed of significant regulatory developments and provide analysis and recommendations. Ensure the reporting processes regarding complaints, breaches, errors, and omissions are followed. Support the periodic review of compliance policies and align them with GFSC requirements. Assist in mapping regulatory obligations to internal controls and procedures. Aid in enhancing staff awareness of compliance obligations through guidance, training, and internal communications. Participate in local trade associations or industry groups to boost the organisation's profile and articulate views when necessary. Assist Portfolio Directors with queries related to regulatory laws, rules, and guidance. Support the implementation of the firm’s AML/CFT framework aligned with the GFSC AML/CFT Handbook. Maintain accurate records related to AML/CFT monitoring and reporting. Job Requirements: Excellent communication skills, both written and verbal. Experience in a compliance, risk, or regulatory support role within financial services. Strong attention to detail and the ability to document compliance work clearly and accurately. Good understanding of regulatory expectations concerning conduct of business and AML/CFT. Outstanding organisational and time-management skills. Proficiency in Microsoft Word, Excel, PowerPoint, and Outlook. Ability to prioritise effectively. What You’ll Love: Our client offers a supportive and inclusive work environment, fostering professional growth and development opportunities. They prioritise equal opportunities and are committed to creating a diverse workforce. You will appreciate the collaborative atmosphere and the chance to work with a skilled team. This position is ideal for those who wish to further their knowledge in compliance within the financial services sector while contributing to a reputable organisation committed to regulatory excellence. Interested? Register today, confidentially, with one of our friendly and dedicated recruitment specialists by clicking here 

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